SEC Fines TD Securities $6.5M for Spoofing, Supervision Failures
The US financial regulator targeted TD Securities in a crackdown on alleged market manipulation. The SEC charged the firm ...
Tag: SEC
US SEC charges Mango Markets with offering unregistered crypto token By Reuters
(Reuters) - The U.S. Securities and Exchange Commission on Friday charged cryptocurrency trading platform Mango Markets with unregistered sales ...
Mango DAO, Blockworks Foundation settle SEC charges for $700K, agree to delist MNGO
The US Securities and Exchange Commission (SEC) settled charges against Mango Markets’ decentralized autonomous organization (DAO) and the Blockworks ...
Senator Lummis predicts SEC Chair Gensler will step down next year if Trump is elected
Wyoming Senator Cynthia Lummis believes that SEC Chair Gary Gensler is likely to step down from his role as ...
Republicans Renew Effort to Scrap SEC Crypto Custody Rule
Over 40 Republican lawmakers have once again called on the US Securities and Exchange Commission (SEC) to scrap a rule affecting ...
Terraform Labs secures court approval to wind-down operations after settling with SEC
Terraform Labs received court approval to wind down its operations in bankruptcy after settling a US Securities and Exchange ...